Business Details
32 Years
experience
Your Trusted Partner for Financial Advisory Solutions
StephenAvenue is an independent Canadian-owned and operated wealth management and capital markets firm headquartered in Toronto. Since 1994, we have prioritized personalized investment advice, trading, and corporate finance services, building lasting relationships with clients ranging from individuals to corporations. Our team of experienced professionals specializes in public and private debt/equity offerings for junior mining, oil & gas, and disruptive technology sectors. Registered in British Columbia, Alberta, Manitoba, Ontario, and Quebec, we maintain strict compliance with regulatory standards through memberships in the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF).Our client-first philosophy ensures tailored financial strategies that align with individual risk tolerances and long-term goals. With a focus on transparency and independence, we empower clients to navigate complex financial landscapes confidently. Our advisors directly engage in investment decision-making, leveraging extensive research and industry expertise to deliver superior service. As a trusted partner, we remain committed to ethical practices, regulatory adherence, and continuous innovation in wealth management solutions.
Services
Investment Advisory
Corporate Finance
Portfolio Management
Wealth Management
Trading Services
Details
- Year established: 1994
Highlights and features
- We deliver personalized investment advice tailored to individual client needs.
- Our team specializes in corporate finance for junior mining and oil & gas sectors.
- Registered in five Canadian provinces for broad regulatory compliance.
- Partnerships with trusted organizations like CIRO and CIPF ensure credibility.
- Client-first philosophy prioritizes long-term relationships over transactional interactions.
Associations and certifications
- Canadian Investment Regulatory Organization (CIRO)
- Canadian Investor Protection Fund (CIPF)
Services
Investment Advisory
Our investment advisory services focus on creating customized financial strategies aligned with client goals. We assess risk tolerance, time horizons, and expected returns to develop tailored portfolios. With direct involvement from experienced advisors, clients receive independent guidance on registered and non-registered accounts, ensuring informed decisions for long-term wealth growth.
Corporate Finance
Specializing in corporate finance, we assist junior mining, oil & gas, and technology companies with debt/equity offerings. Our expertise spans public and private transactions, providing strategic advisory and retail distribution solutions. This service supports emerging and mid-sized firms in securing capital while navigating complex regulatory environments across multiple jurisdictions.
Portfolio Management
Portfolio management services combine risk assessment with market expertise to optimize investment performance. Clients gain access to diversified strategies tailored to their financial objectives, with ongoing monitoring and adjustments. Our team leverages research tools and industry insights to maintain portfolio alignment with evolving market conditions and client needs.
Wealth Management
Comprehensive wealth management addresses income, growth, and speculative goals through consultative planning. Clients retain control over their portfolios while benefiting from advisor expertise in tax-efficient strategies, estate planning, and retirement solutions. This service integrates short-term needs with long-term aspirations for holistic financial success.
Trading Services
Trading services provide efficient execution for diverse financial instruments, supporting both individual and institutional clients. We offer access to major markets with competitive pricing, ensuring timely transactions aligned with investment strategies. Our platform combines technology with human oversight to optimize trade outcomes while maintaining compliance with regulatory standards.
People
Michael Cappuccitti
Chief Executive Officer
Michael leads StephenAvenue with over 25 years in wealth management, combining strategic vision with hands-on compliance oversight. His expertise ensures regulatory adherence while maintaining client-focused service excellence across Canada.
Peter Notidis
President and CFO
Peter oversees financial operations and strategic growth, bringing extensive capital markets experience. His leadership ensures fiscal discipline while expanding service offerings to meet evolving client needs in Canada's dynamic financial landscape.
John Comi
Vice President
John provides investment expertise with a focus on portfolio strategy. His client-centric approach emphasizes long-term wealth creation through diversified, risk-managed solutions tailored to individual financial goals.
Frank Florio
Portfolio Manager
Frank specializes in constructing balanced portfolios, leveraging market insights to optimize returns. His disciplined investment process prioritizes capital preservation while pursuing growth opportunities aligned with client risk profiles.
Ty Soo
Investment Advisor
Ty delivers personalized financial guidance, focusing on client education and strategic planning. His approach combines thorough analysis with clear communication to help clients achieve both short-term and long-term objectives.
Questions
What services does StephenAvenue offer?
We provide investment advisory, corporate finance, portfolio management, wealth management, and trading services tailored to individual and corporate clients across Canada.
Are you registered in my province?
We are registered in British Columbia, Alberta, Manitoba, Ontario, and Quebec. Contact us to confirm service availability in your specific jurisdiction.
How do you ensure client fund safety?
As a member of the Canadian Investor Protection Fund (CIPF), eligible client assets receive protection up to prescribed limits in case of member firm insolvency.
What investment account types are available?
We offer both registered accounts (e.g., RRSPs, TFSAs) and non-registered accounts for individuals and corporations, with customized strategies for each client's needs.
How does your corporate finance team support companies?
Our corporate finance specialists assist junior mining, oil & gas, and technology firms with debt/equity offerings, providing strategic advisory and market access solutions.
Can I work with your advisors remotely?
Yes, our Toronto-based team serves clients across Canada through secure digital communication tools while maintaining in-person meeting options at our head office.
