Business Details
18 Years
experience
Your Trusted Partner for Investment Advisory Solutions
At StoneCastle Investment Management, we specialize in delivering personalized investment advisory and fund management services tailored to private clients and independent financial advisors. With over three decades of industry experience, our team employs a disciplined, research-driven approach to identify high-growth opportunities. Our methodology combines quantitative analysis, technical research, and strict risk controls to generate superior risk-adjusted returns. We prioritize transparency through regular client communication, including monthly performance updates and webinars. Our portfolio managers are directly incentivized to deliver results, ensuring alignment with investor goals.Backed by prestigious designations like the CFA and CAIA, we serve clients across Canada from our Kelowna, British Columbia headquarters. Our flexible investment mandates allow us to adapt to diverse client needs, from income-focused strategies to aggressive growth portfolios. We maintain rigorous compliance with National Instrument 24-101 trade matching requirements, reinforcing our commitment to ethical practices. Our team's deep market expertise and dedication to continuous improvement position us as trusted partners in wealth management.
Services
Portfolio Management
Investment Advisory
Fund Management
Separately Managed Portfolios
Monthly Webinars
Details
- Year established: 2008
Highlights and features
- We offer 30+ years of investment management expertise
- Our team holds prestigious CFA and CAIA designations
- We provide personalized portfolio solutions for diverse needs
- We host monthly webinars for transparent investor communication
- Our compensation aligns directly with investor returns
Associations and certifications
- CFA Institute
- CAIA Association
Services
Portfolio Management
Our portfolio management service creates customized investment strategies tailored to individual risk tolerance and financial goals. We employ rigorous quantitative analysis and technical research to identify high-growth opportunities. With over 30 years of combined experience, our CFA charterholders deliver disciplined portfolio construction and active risk management for optimal returns.
Investment Advisory
We provide comprehensive investment advisory services combining market expertise with personalized guidance. Our team offers strategic recommendations on asset allocation, risk management, and portfolio optimization. Through regular performance updates and educational webinars, we ensure clients maintain clear visibility into their investments and market developments.
Fund Management
Our fund management solutions offer diversified exposure to high-potential equities through professionally managed mutual funds. We apply strict investment criteria and active portfolio rebalancing to maximize returns. Investors benefit from our proven track record in managing the StoneCastle Fund series since 2008 with transparent reporting and performance tracking.
Separately Managed Portfolios
These tailored investment solutions provide direct ownership of individual securities with personalized risk-return profiles. We construct portfolios based on specific client objectives, offering flexibility across income, growth, and balanced strategies. Clients receive dedicated portfolio reporting and direct access to portfolio managers for investment discussions.
Monthly Webinars
We conduct regular educational webinars covering market trends, portfolio performance, and investment strategies. These sessions provide valuable insights into our investment decisions and market outlook. Participants gain deeper understanding of their investments through direct interaction with portfolio managers and access to supporting research materials.
People
Founder and Portfolio Manager
Founder
With 30 years in investment management, the founder holds CFA and CAIA designations. He graduated from the University of Alberta with finance specialization and has been a regular BNN Bloomberg guest. His career spans major Canadian investment dealers, focusing on growth equity research since founding StoneCastle in 2008.
Thales
Associate Portfolio Manager
Thales brings 15+ years of corporate finance experience, specializing in Latin American markets. A CFA charterholder, he supports StoneCastle's research and investment process. He graduated from the University of So Caetano do Sul with economics specialization and contributes analytical expertise to portfolio construction and market analysis.
Questions
What investment strategies do you specialize in?
We focus on growth equity strategies using quantitative analysis and technical research to identify high-potential companies across various sectors.
How do you communicate with investors?
We provide monthly performance updates, host regular webinars, and offer direct access to portfolio managers for personalized discussions.
What sets your firm apart from competitors?
Our disciplined investment approach combines 30+ years of experience, CFA/CAIA expertise, and direct portfolio manager accountability for performance results.
How are management fees structured?
Separately managed portfolios use tiered fees based on asset size, while mutual funds have standard management expense ratios (MERs).
What geographic markets do you cover?
While based in Canada, we invest in North American markets with focus on high-growth companies across various industries.
